4//SEC Filing
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD 4
Accession 0001209191-20-046835
CIK 0001490349other
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 5:31 PM ET
Size
21.9 KB
Accession
0001209191-20-046835
Insider Transaction Report
Form 4
Fortress Investment Group LLC
10% Owner
Transactions
- Sale
Common Stock
2020-08-12$16.50/sh−1,000$16,500→ 271,781 total(indirect: See footnote)
Footnotes (3)
- [F1]The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.50 to $16.51 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F2]Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]
- [F3]Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.
Documents
Issuer
Medley Capital Corp
CIK 0001490349
Entity typeother
Related Parties
1- filerCIK 0001205824
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 5:31 PM ET
- Size
- 21.9 KB