Home/Filings/4/0001209191-20-045532
4//SEC Filing

Koh John 4

Accession 0001209191-20-045532

CIK 0001300699other

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 5:35 PM ET

Size

8.5 KB

Accession

0001209191-20-045532

Insider Transaction Report

Form 4
Period: 2020-06-05
Koh John
Director
Transactions
  • Award

    Stock Option (Right to Buy)

    2020-06-05+15,00015,000 total
    Exercise: $12.45Exp: 2030-06-05Common Stock (15,000 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $12.06Exp: 2029-04-01Common Stock (10,000 underlying)
    10,000
  • Stock Option (Right to Buy)

    Exercise: $11.49Exp: 2029-04-03Common Stock (2,500 underlying)
    2,500
Footnotes (4)
  • [F1]This option vested in full, effective August 3, 2020, in connection with the reporting persons resignation from the board of directors.
  • [F2]This option vested in full, effective August 3, 2020, in connection with the reporting persons resignation from the board of directors.
  • [F3]These options were granted contingent on receiving shareholder approval of the Amended and Restated 2017 Omnibus Incentive Plan, which approval was received on June 5, 2020.
  • [F4]This option was forfeited as of August 3, 2020, the effective date of the reporting persons resignation from the board of directors.

Issuer

Athenex, Inc.

CIK 0001300699

Entity typeother

Related Parties

1
  • filerCIK 0001438234

Filing Metadata

Form type
4
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 5:35 PM ET
Size
8.5 KB