4//SEC Filing
Pedder Simon 4
Accession 0001209191-20-045489
CIK 0001300699other
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 4:45 PM ET
Size
12.8 KB
Accession
0001209191-20-045489
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Pedder Simon
See Remarks.
Transactions
- Award
Stock Option (Right to Buy)
2020-06-05+60,000→ 60,000 totalExercise: $12.45Exp: 2030-06-05→ Common Stock (60,000 underlying)
Holdings
- 20,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2017-05-13Exp: 2023-05-13→ Common Stock (20,000 underlying) - 5,310
Common Stock
- 100,000
Stock Option (Right to Buy)
Exercise: $9.00From: 2020-02-28Exp: 2026-02-28→ Common Stock (100,000 underlying) - 130,000
Stock Option (Right to Buy)
Exercise: $11.00Exp: 2027-06-13→ Common Stock (130,000 underlying) - 60,000
Stock Option (Right to Buy)
Exercise: $17.30Exp: 2028-03-27→ Common Stock (60,000 underlying) - 60,000
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (60,000 underlying)
Footnotes (5)
- [F1]This option vests in four equal annual installments beginning on June 13, 2018.
- [F2]This option vests in four equal annual installments beginning on March 27, 2019.
- [F3]This option vests in four equal annual installments beginning on February 28, 2020.
- [F4]These options were granted contingent on receiving shareholder approval of the Amended and Restated 2017 Omnibus Incentive Plan, which approval was received on June 5, 2020.
- [F5]This option vests in four equal annual installments beginning on June 5, 2021.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001316736
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 4:45 PM ET
- Size
- 12.8 KB