4//SEC Filing
Koh Steven 4
Accession 0001209191-20-034172
CIK 0001128361other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 5:59 PM ET
Size
13.1 KB
Accession
0001209191-20-034172
Insider Transaction Report
Form 4
HOPE BANCORP INCHOPE
Koh Steven
Director
Transactions
- Sale
Common Stock
2020-06-01$9.61/sh−5,760$55,354→ 3,745,789 total(indirect: By Trust) - Sale
Common Stock
2020-06-02$9.47/sh−18,875$178,671→ 3,726,914 total(indirect: By Trust) - Sale
Common Stock
2020-06-03$9.78/sh−30,913$302,175→ 3,696,001 total(indirect: By Trust)
Holdings
- 30,000
Non-qualified stock option (right to buy)
Exercise: $17.18Exp: 2026-09-01→ Common Stock (30,000 underlying) - 6,167
Stock Option (right to buy)
Exercise: $14.65From: 2016-08-01Exp: 2025-08-25→ Common Stock (6,167 underlying) - 105,510
Stock Option (right to buy)
Exercise: $5.02From: 2016-08-01Exp: 2022-01-28→ Common Stock (105,510 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.610 to $9.615, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.46 to $9.47, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F3]These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.
Documents
Issuer
HOPE BANCORP INC
CIK 0001128361
Entity typeother
Related Parties
1- filerCIK 0001301733
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 5:59 PM ET
- Size
- 13.1 KB