Home/Filings/4/0001209191-20-021247
4//SEC Filing

VARIABLE ANNUITY LIFE INSURANCE CO /TX/ 4

Accession 0001209191-20-021247

CIK 0001500096investment

Filed

Mar 25, 8:00 PM ET

Accepted

Mar 26, 4:15 PM ET

Size

17.3 KB

Accession

0001209191-20-021247

Insider Transaction Report

Form 4
Period: 2020-03-25
Transactions
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$1013892.48/sh975,000$988,545,168,000(indirect: Held through subsidiaries)
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$2053782.19/sh1,975,000.33$4,056,220,502,998(indirect: Held through subsidiaries)
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$51994.49/sh49,999.67$2,599,707,342(indirect: Held through subsidiaries)
  • Other

    4.00% Series C Senior Unsecured Notes due March 22, 2022

    2020-03-25$1919106.98/sh1,800,000$3,454,392,564,000(indirect: Held through subsidiaries)
Transactions
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$1013892.48/sh975,000$988,545,168,000(indirect: Held through subsidiaries)
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$51994.49/sh49,999.67$2,599,707,342(indirect: Held through subsidiaries)
  • Other

    4.00% Series C Senior Unsecured Notes due March 22, 2022

    2020-03-25$1919106.98/sh1,800,000$3,454,392,564,000(indirect: Held through subsidiaries)
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$2053782.19/sh1,975,000.33$4,056,220,502,998(indirect: Held through subsidiaries)
Transactions
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$1013892.48/sh975,000$988,545,168,000(indirect: Held through subsidiaries)
  • Other

    4.00% Series C Senior Unsecured Notes due March 22, 2022

    2020-03-25$1919106.98/sh1,800,000$3,454,392,564,000(indirect: Held through subsidiaries)
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$2053782.19/sh1,975,000.33$4,056,220,502,998(indirect: Held through subsidiaries)
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$51994.49/sh49,999.67$2,599,707,342(indirect: Held through subsidiaries)
Transactions
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$51994.49/sh49,999.67$2,599,707,342(indirect: Held through subsidiaries)
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$1013892.48/sh975,000$988,545,168,000(indirect: Held through subsidiaries)
  • Other

    3.46% Series E Senior Unsecured Notes due July 30, 2021

    2020-03-25$2053782.19/sh1,975,000.33$4,056,220,502,998(indirect: Held through subsidiaries)
  • Other

    4.00% Series C Senior Unsecured Notes due March 22, 2022

    2020-03-25$1919106.98/sh1,800,000$3,454,392,564,000(indirect: Held through subsidiaries)
Footnotes (6)
  • [F1]The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014.
  • [F2]American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG was an indirect beneficial owner of the Series E Notes.
  • [F3]The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes.
  • [F4]The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes.
  • [F5]The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of March 22, 2012.
  • [F6]AIG Property Casualty Company and VALIC directly hold $960,000 principal amount and $1,440,000 principal amount, respectively, of the reported 4.00% Series C Senior Unsecured Notes due March 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes.

Issuer

KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.

CIK 0001500096

Entity typeinvestment
IncorporatedTX

Related Parties

1
  • filerCIK 0000910586

Filing Metadata

Form type
4
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 4:15 PM ET
Size
17.3 KB