4//SEC Filing
Clark Robert W 4
Accession 0001209191-20-017211
CIK 0000056873other
Filed
Mar 8, 8:00 PM ET
Accepted
Mar 9, 3:54 PM ET
Size
15.3 KB
Accession
0001209191-20-017211
Insider Transaction Report
Form 4
Clark Robert W
Group Vice President
Transactions
- Sale
Common Stock
2020-03-06$31.98/sh−28,500$911,484→ 182,957.981 total - Exercise/Conversion
Non-Qualified Stock Option
2020-03-06−14,500→ 0 totalExercise: $10.08Exp: 2020-06-24→ Common Stock (14,500 underlying) - Exercise/Conversion
Common Stock
2020-03-06$10.08/sh+21,500$216,720→ 211,457.981 total - Exercise/Conversion
Non-Qualified Stock Option
2020-03-06−7,000→ 0 totalExercise: $10.94Exp: 2020-09-16→ Common Stock (7,000 underlying) - Exercise/Conversion
Common Stock
2020-03-06$10.94/sh+7,000$76,580→ 189,957.981 total - Exercise/Conversion
Non-Qualified Stock Option
2020-03-06−7,000→ 0 totalExercise: $10.08Exp: 2020-06-24→ Common Stock (7,000 underlying)
Footnotes (3)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.95 to $32.00, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F2]Between October 1, 2019 and December 31, 2019, the reporting person acquired 289.6481 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
- [F3]These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
Documents
Issuer
KROGER CO
CIK 0000056873
Entity typeother
Related Parties
1- filerCIK 0001571458
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 8:00 PM ET
- Accepted
- Mar 9, 3:54 PM ET
- Size
- 15.3 KB