4//SEC Filing
Erman Mustafa Kerem 4
Accession 0001209191-20-015871
CIK 0001707092other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 9:59 PM ET
Size
26.6 KB
Accession
0001209191-20-015871
Insider Transaction Report
Form 4
Erman Mustafa Kerem
Senior Vice President*
Transactions
- Exercise of In-Money
Ordinary Shares
2020-02-28+51→ 2,575 total - Exercise of In-Money
Ordinary Shares
2020-02-28+1,792→ 6,292 total - Award
Ordinary Shares
2020-02-28+2,127→ 8,419 total - Exercise of In-Money
Ordinary Shares
2020-02-28+1,427→ 4,002 total - Exercise of In-Money
Restricted Share Units
2020-02-28−1,792→ 3,586 total→ Ordinary Shares (1,792 underlying) - Award
Restricted Share Units
2020-02-28+13,515→ 13,515 total→ Ordinary Shares (13,515 underlying) - Exercise of In-Money
Ordinary Shares
2020-02-28+498→ 4,500 total - Tax Payment
Ordinary Shares
2020-02-28$14.12/sh−3,439$48,559→ 4,980 total - Exercise of In-Money
Dividend Equivalent Rights
2020-02-28−51→ 35 total→ Ordinary Shares (51 underlying) - Exercise of In-Money
Restricted Share Units
2020-02-28−1,427→ 1,427 total→ Ordinary Shares (1,427 underlying) - Exercise of In-Money
Restricted Share Units
2020-02-28−498→ 499 total→ Ordinary Shares (498 underlying)
Footnotes (9)
- [F1]Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table 2.
- [F2]Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2.
- [F3]Ordinary shares received upon settlement of performance based awards granted pursuant to an approved employee incentive plan the value and issuance of which was conditioned on the Issuer achieving certain operating and financial performance targets over the 2017 through 2019 fiscal year period.
- [F4]Represents ordinary shares being withheld to pay tax liability incident to the vesting of time-based restricted stock units and settlement of dividend equivalent rights previously granted pursuant to an approved employee incentive plan.
- [F5]Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. The Form 3 erroneously overreported the dividend equivalent rights due to an administrative error.
- [F6]Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. The Form 3 erroneously categorized the restricted share units as a one-time award granted in 2017 due to an administrative error.
- [F7]Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on February 28, 2021 and February 28, 2022.
- [F8]Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021.
- [F9]Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023.
Documents
Issuer
Delphi Technologies PLC
CIK 0001707092
Entity typeother
Related Parties
1- filerCIK 0001785231
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 9:59 PM ET
- Size
- 26.6 KB