4//SEC Filing
HIMELFARB RICHARD J 4
Accession 0001209191-20-015587
CIK 0000720672other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 6:14 PM ET
Size
12.9 KB
Accession
0001209191-20-015587
Insider Transaction Report
Form 4
HIMELFARB RICHARD J
DirectorDirector
Transactions
- Tax Payment
Common Stock
2020-03-03$63.23/sh−8,590$543,146→ 104,374 total - Award
Phantom Stock Units
2020-03-03+22,233→ 24,016 totalExercise: $0.00→ Common Stock (22,233 underlying) - Exercise/Conversion
Common Stock
2020-03-03$63.23/sh+17,787$1,124,672→ 112,964 total - Exercise/Conversion
Phantom Stock Units
2020-03-03$63.23/sh−17,787$1,124,672→ 6,229 totalExercise: $0.00→ Common Stock (17,787 underlying) - Disposition to Issuer
Common Stock
2020-03-03$63.23/sh−9,197$581,526→ 95,177 total
Footnotes (6)
- [F1]The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement.
- [F2]From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability.
- [F3]From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person.
- [F4]Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21.
- [F5]No expiration date for these Units.
- [F6]Currently exercisable.
Documents
Issuer
STIFEL FINANCIAL CORP
CIK 0000720672
Entity typeother
Related Parties
1- filerCIK 0001206663
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 6:14 PM ET
- Size
- 12.9 KB