4//SEC Filing
Harvey Mark James 4
Accession 0001209191-20-007306
CIK 0001477246other
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 7:44 PM ET
Size
5.9 KB
Accession
0001209191-20-007306
Insider Transaction Report
Form 4
S&W Seed CoSANW
Harvey Mark James
DirectorVice Chairman of the Board
Transactions
- Award
Common Stock
2020-02-04+27,199→ 50,028 total
Holdings
- 212,096(indirect: By retirement fund)
Common Stock
Footnotes (2)
- [F1]The shares being reported are being issued pursuant to restricted stock units ("RSUs"), each one of which represents a contingent right to receive one share of the Issuer's common stock. The RSU will vest on the earlier of (i) January 15, 2021 and (ii) the date of the Issuer's annual meeting of stockholders for the fiscal year ending June 30, 2021, in each case, subject to the Reporting Person's Continuous Service on such date.
- [F2]These shares are owned directly by The Harvey Superannuation Fund, a retirement fund directed by the reporting person under which he is a beneficiary.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001573791
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 7:44 PM ET
- Size
- 5.9 KB