4//SEC Filing
FURR RANDY W 4
Accession 0001209191-20-005264
CIK 0001664703other
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 9:28 PM ET
Size
26.5 KB
Accession
0001209191-20-005264
Insider Transaction Report
Form 4
FURR RANDY W
EVP and CFO
Transactions
- Conversion
Class B common stock
2020-01-25−6,666→ 0 total→ Class A common stock (6,666 underlying) - Exercise/Conversion
Restricted stock units (Class B common stock)
2020-01-25−6,375→ 6,375 totalExp: 2026-05-05→ Class B common stock (6,375 underlying) - Exercise/Conversion
Restricted stock units (Class A common stock)
2020-01-25−98,684→ 98,683 totalExp: 2028-08-01→ Class A common stock (98,684 underlying) - Exercise/Conversion
Class B common stock
2020-01-25+6,375→ 6,375 total→ Class A common stock (6,375 underlying) - Conversion
Class B common stock
2020-01-25−6,375→ 6,375 total→ Class A common stock (6,375 underlying) - Conversion
Class A common stock
2020-01-25+6,666→ 247,537 total - Exercise/Conversion
Class A common stock
2020-01-25+98,684→ 352,596 total - Exercise/Conversion
Restricted stock units (Class B common stock)
2020-01-25−6,666→ 6,666 totalExp: 2026-10-03→ Class B common stock (6,666 underlying) - Exercise/Conversion
Class B common stock
2020-01-25+6,666→ 6,666 total→ Class A common stock (6,666 underlying) - Conversion
Class A common stock
2020-01-25+6,375→ 253,912 total - Sale
Class A common stock
2020-01-27$8.40/sh−42,827$359,691→ 309,769 total
Footnotes (9)
- [F1]Conversion of a derivative security pursuant to its terms.
- [F2]Sales of shares to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F3]This transaction was executed in multiple trades at prices ranging from $8.10 to $8.77. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- [F5]These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date.
- [F6]All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
- [F7]These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date.
- [F8]Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
- [F9]The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.
Documents
Issuer
Bloom Energy Corp
CIK 0001664703
Entity typeother
Related Parties
1- filerCIK 0001245699
Filing Metadata
- Form type
- 4
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 9:28 PM ET
- Size
- 26.5 KB