4//SEC Filing
HELLMANN JOHN C 4
Accession 0001209191-19-057784
CIK 0001012620other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 4:23 PM ET
Size
11.6 KB
Accession
0001209191-19-057784
Insider Transaction Report
Form 4
HELLMANN JOHN C
DirectorChief Exec.Officer & President
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2019-11-21−23,234→ 0 totalExercise: $98.59Exp: 2019-11-27→ Class A Common Stock, $.01 par value (23,234 underlying) - Exercise/Conversion
Class A Common Stock, $.01 par value
2019-11-21$98.59/sh+23,234$2,290,640→ 444,892 total - Sale
Class A Common Stock, $.01 par value
2019-11-21$111.38/sh−21,888$2,437,885→ 423,004 total
Holdings
- 1,872
Class B Common Stock, $.01 par value
→ Class A Common Stock, $.01 par value - 55,555(indirect: By Trust)
Class A Common Stock, $.01 par value
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2018.
- [F2]Represents the weighted average sales price for the price increments ranging from $111.30 to $111.48.
- [F3]The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- [F4]Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
- [F5]This option award was granted under the Genesee & Wyoming Inc. Fourth Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2015.
- [F6]This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
Documents
Issuer
GENESEE & WYOMING INC
CIK 0001012620
Entity typeother
Related Parties
1- filerCIK 0001241524
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 4:23 PM ET
- Size
- 11.6 KB