Home/Filings/4/0001209191-19-049614
4//SEC Filing

Waser Eric H. 4

Accession 0001209191-19-049614

CIK 0001050743other

Filed

Sep 15, 8:00 PM ET

Accepted

Sep 16, 4:02 PM ET

Size

11.7 KB

Accession

0001209191-19-049614

Insider Transaction Report

Form 4
Period: 2019-09-16
Waser Eric H.
EVP, Head of Comm Banking
Transactions
  • Sale

    Common Stock

    2019-09-16$29.55/sh1,500$44,32825,941 total
Holdings
  • Restricted Stock Units

    Common Stock (4,164 underlying)
    4,164
  • Restricted Stock Units

    Common Stock (10,446 underlying)
    10,446
  • Common Stock

    (indirect: By Trust)
    2,511
  • Common Stock

    (indirect: Employee Stock Purchase Plan)
    4,616.855
  • Common Stock

    (indirect: 401 (k))
    4,977.25
  • Restricted Stock Units

    Common Stock (5,947 underlying)
    5,947
Footnotes (8)
  • [F1]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
  • [F2]Includes 401(k) contributions used to purchase PGC stock.
  • [F3]Includes shares received through dividend reinvestment since the last filing.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F5]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  • [F6]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F7]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  • [F8]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Issuer

PEAPACK GLADSTONE FINANCIAL CORP

CIK 0001050743

Entity typeother

Related Parties

1
  • filerCIK 0001634922

Filing Metadata

Form type
4
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 4:02 PM ET
Size
11.7 KB