4//SEC Filing
Dempsey James F. 4
Accession 0001209191-19-048282
CIK 0001597313other
Filed
Sep 3, 8:00 PM ET
Accepted
Sep 4, 5:59 PM ET
Size
21.2 KB
Accession
0001209191-19-048282
Insider Transaction Report
Form 4
ViewRay, Inc.VRAY
Dempsey James F.
DirectorChief Scientific Officer
Transactions
- Sale
Common Stock
2019-09-03$3.57/sh−51,460$183,506→ 220,973 total - Exercise/Conversion
Common Stock
2019-09-03$0.68/sh+164,697$111,994→ 385,670 total - Sale
Common Stock
2019-09-03$3.57/sh−164,697$587,310→ 220,973 total - Exercise/Conversion
Stock Option (right to buy)
2019-09-03−51,460→ 0 totalExercise: $0.68Exp: 2020-06-29→ Common Stock (61,752 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-09-03−63,257→ 0 totalExercise: $0.70Exp: 2022-03-01→ Common Stock (63,257 underlying) - Exercise/Conversion
Common Stock
2019-09-03$0.68/sh+51,460$34,993→ 272,433 total - Exercise/Conversion
Common Stock
2019-09-03$0.70/sh+63,257$44,280→ 284,230 total - Sale
Common Stock
2019-09-03$3.57/sh−63,257$225,574→ 220,973 total - Exercise/Conversion
Stock Option (right to buy)
2019-09-03−164,697→ 0 totalExercise: $0.68Exp: 2020-06-29→ Common Stock (197,635 underlying)
Footnotes (6)
- [F1]The transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.42 to $3.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Includes 38,371 shares granted as Restricted Stock Units. As of the transaction date, none of the restricted stock units have vested.
- [F4]The shares subject to the option vested in 36 monthly installments beginning June 17, 2010 (the "Vesting Commencement Date") and became exercisable on each monthly anniversary thereafter, such that 100% of the shares subject to the option were fully vested on the 36 month anniversary of the Vesting Commencement Date.
- [F5]The shares subject to the option vested in 48 monthly installments beginning July 14, 2010 (the "Vesting Commencement Date") and became exercisable on each monthly anniversary thereafter, such that 100% of the shares subject to the option were fully vested on the 48 month anniversary of the Vesting Commencement Date.
- [F6]The shares subject to the option vested in 48 monthly installments beginning March 1, 2012 (the "Vesting Commencement Date") and became exercisable on each monthly anniversary thereafter, such that 100% of the shares subject to the option were fully vested on the 48 month anniversary of the Vesting Commencement Date.
Documents
Issuer
ViewRay, Inc.
CIK 0001597313
Entity typeother
Related Parties
1- filerCIK 0001637089
Filing Metadata
- Form type
- 4
- Filed
- Sep 3, 8:00 PM ET
- Accepted
- Sep 4, 5:59 PM ET
- Size
- 21.2 KB