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4//SEC Filing

HELLMANN JOHN C 4

Accession 0001209191-19-046834

CIK 0001012620other

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 5:24 PM ET

Size

11.1 KB

Accession

0001209191-19-046834

Insider Transaction Report

Form 4
Period: 2019-08-19
HELLMANN JOHN C
DirectorChief Exec.Officer & President
Transactions
  • Exercise/Conversion

    Class A Common Stock, $.01 par value

    2019-08-19$98.33/sh+24,995$2,457,758445,316 total
  • Sale

    Class A Common Stock, $.01 par value

    2019-08-19$110.00/sh23,469$2,581,590421,847 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2019-08-1924,9950 total
    Exercise: $98.33Exp: 2019-08-28Class A Common Stock, $.01 par value (24,995 underlying)
Holdings
  • Class B Common Stock, $.01 par value

    Class A Common Stock, $.01 par value
    1,872
  • Class A Common Stock, $.01 par value

    (indirect: By Trust)
    55,555
Footnotes (4)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2018.
  • [F2]Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
  • [F3]This option award was granted under the Genesee & Wyoming Inc. Fourth Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2015.
  • [F4]This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.

Issuer

GENESEE & WYOMING INC

CIK 0001012620

Entity typeother

Related Parties

1
  • filerCIK 0001241524

Filing Metadata

Form type
4
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 5:24 PM ET
Size
11.1 KB