Home/Filings/3/0001209191-19-038135
3//SEC Filing

Ninth MDV Partners, L.L.C. 3

Accession 0001209191-19-038135

CIK 0001527753other

Filed

Jun 18, 8:00 PM ET

Accepted

Jun 19, 6:50 PM ET

Size

19.2 KB

Accession

0001209191-19-038135

Insider Transaction Report

Form 3
Period: 2019-06-19
Holdings
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (61,592 underlying)
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (18,739 underlying)
  • Series B Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (107,812 underlying)
  • Series B Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (882 underlying)
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (2,288,805 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (127,504 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (504 underlying)
Holdings
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (127,504 underlying)
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (2,288,805 underlying)
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (18,739 underlying)
  • Series B Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (107,812 underlying)
  • Series B Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (882 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (61,592 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (504 underlying)
MDV IX LP
10% Owner
Holdings
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (2,288,805 underlying)
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (18,739 underlying)
  • Series B Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (107,812 underlying)
  • Series B Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (882 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (61,592 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (504 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (127,504 underlying)
Holdings
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (61,592 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (504 underlying)
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (2,288,805 underlying)
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (18,739 underlying)
  • Series B Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (107,812 underlying)
  • Series B Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (882 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (127,504 underlying)
MDV ENF IX LP
10% Owner
Holdings
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (2,288,805 underlying)
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (18,739 underlying)
  • Series B Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (107,812 underlying)
  • Series B Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (882 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (61,592 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (504 underlying)
  • Series C Convertible Preferred Stock

    (indirect: See Footnote)
    Common Stock (127,504 underlying)
Footnotes (4)
  • [F1]The Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock shall automatically convert into Common Stock on a 1-for-1 basis immediately prior to the completion of the Issuer's initial public offering and has no expiration date.
  • [F2]These shares are held directly by MDV IX, L.P. ("MDV IX"). Ninth MDV Partners, L.L.C. ("Ninth MDV") is the general partner of MDV IX. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by MDV IX. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.
  • [F3]These shares are held directly by MDV ENF IX, L.P. ("ENF IX"). Ninth MDV is the general partner of ENF IX. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by ENF IX. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.
  • [F4]These shares are held directly by MDV IX, L.P., as nominee for MDV IX, L.P. and MDV ENF IX, L.P. ("IX Funds"). Ninth MDV is the general partner of IX Funds. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by IX Funds. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Issuer

Personalis, Inc.

CIK 0001527753

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001573991

Filing Metadata

Form type
3
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 6:50 PM ET
Size
19.2 KB