Groos Thomas T. 4
4 · SHOTSPOTTER, INC · Filed Jun 6, 2019
Insider Transaction Report
Form 4
SHOTSPOTTER, INCSSTI
Groos Thomas T.
Director10% Owner
Transactions
- Sale
Common Stock
2019-06-06$46.17/sh+3,000$138,509→ 40,496 total(indirect: By Trust) - Exercise of In-Money
Warrant (Right to Buy)
2019-06-04−869→ 0 totalExercise: $5.87Exp: 2019-07-12→ Common Stock (869 underlying) - Exercise of In-Money
Common Stock
2019-06-04$5.87/sh+869$5,098→ 419,245 total(indirect: By Limited Liability Company) - Sale
Common Stock
2019-06-04$46.38/sh−110$5,102→ 419,135 total(indirect: By Limited Liability Company) - Exercise of In-Money
Common Stock
2019-06-04$5.87/sh+2,269$13,312→ 52,784 total(indirect: By Trust) - Sale
Common Stock
2019-06-04$46.38/sh−288$13,357→ 52,496 total(indirect: By Trust) - Sale
Common Stock
2019-06-06$45.12/sh−9,000$406,058→ 43,496 total(indirect: By Trust) - Exercise of In-Money
Warrant (Right to Buy)
2019-06-04−2,269→ 0 totalExercise: $5.87Exp: 2019-07-12→ Common Stock (2,269 underlying)
Holdings
- 13,431
Common Stock
Footnotes (8)
- [F1]Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.
- [F2]On June 4, 2019, the Reporting Person exercised a warrant to purchase 869 shares of Issuer's common stock for $5.8667 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in Issuer's withholding of 110 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 759 shares. Issuer also paid $3.42 to the Reporting Person in lieu of fractional shares.
- [F3]Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.
- [F4]On June 4, 2019, the Reporting Person exercised a warrant to purchase 2,269 shares of Issuer's common stock for $5.8667 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in Issuer's withholding of 288 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 1,981 shares. Issuer also paid $45.32 to the Reporting Person in lieu of fractional shares.
- [F5]The shares were sold at prices between $45.0901 and $45.8582 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F6]The shares were sold at prices between $46.24 and $46.6687 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F7]Immediate.
- [F8]Inapplicable.