Chang Peter M 4/A

Accession 0001209191-19-007352

CIK 0001499422other

View on SEC.gov Company Profile

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 4:33 PM ET

Size

35.8 KB

Accession

0001209191-19-007352

Insider Transaction Report

Form 4/AAmended

Period: 2019-02-01

RBB BancorpRBB

Chang Peter M

Director

Transactions

Exercise/Conversion
Common Stock, No Par Value
2019-02-01$9.29/sh+10,763$100,004→ 358,941 total
Exercise/Conversion
Common Stock, No Par Value
2019-02-01$17.08/sh+10,000$170,800→ 400,717 total
Exercise/Conversion
Option (right to buy)
2019-02-01$11.15/sh−10,763$120,005→ 0 total
Exercise: $11.15Exp: 2022-05-16→ Common Stock (10,763 underlying)
Exercise/Conversion
Option (right to buy)
2019-02-01$9.29/sh−10,763$100,004→ 0 total
Exercise: $9.29Exp: 2021-05-18→ Common Stock (10,763 underlying)
Exercise/Conversion
Common Stock, No Par Value
2019-02-01$11.15/sh+21,526$240,011→ 380,467 total
Exercise/Conversion
Common Stock, No Par Value
2019-02-01$13.21/sh+10,250$135,403→ 390,717 total
Exercise/Conversion
Common Stock, No Par Value
2019-02-01$18.25/sh+6,667$121,673→ 407,384 total
Exercise/Conversion
Stock Options
2019-02-01$9.29/sh−10,763$100,004→ 51,776 total
Exercise/Conversion
Stock Options
2019-02-01$11.15/sh−21,526$240,011→ 30,250 total
Exercise/Conversion
Stock Options
2019-02-01$13.21/sh−10,250$135,403→ 20,000 total
Exercise/Conversion
Stock Options
2019-02-01$17.08/sh−10,000$170,800→ 10,000 total
Exercise/Conversion
Option (right to buy)
2019-02-01$18.25/sh−6,667$121,673→ 3,333 total
Exercise: $18.25Exp: 2026-05-17→ Common Stock (10,000 underlying)
Exercise/Conversion
Option (right to buy)
2019-02-01$13.21/sh−10,250$135,400→ 0 total
Exercise: $13.21Exp: 2024-05-21→ Common Stock (10,250 underlying)
Exercise/Conversion
Option (right to buy)
2019-02-01$11.15/sh−10,763$120,005→ 0 total
Exercise: $11.15Exp: 2023-05-15→ Common Stock (10,763 underlying)
Exercise/Conversion
Stock Options
2019-02-01$18.25/sh−6,667$121,673→ 3,333 total
Exercise/Conversion
Option (right to buy)
2019-02-01$17.08/sh−10,000$170,800→ 0 total
Exercise: $17.08Exp: 2025-05-20→ Common Stock (10,000 underlying)

Holdings

Option (right to buy)
Exercise: $9.29Exp: 2019-01-02→ Common Stock (0 underlying)
0
Option (right to buy)
Exercise: $9.29Exp: 2018-11-18→ Common Stock (0 underlying)
0

Footnotes (8)

[F1]These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
[F2]These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
[F3]These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
[F4]These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
[F5]These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
[F6]These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
[F7]These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.
[F8]These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.

Documents

1 file

4
doc4a.xml
FORM 4/A SUBMISSION

Issuer

RBB Bancorp

CIK 0001499422

→

Entity typeother

Related Parties

filerCIK 0001711680

Filing Metadata

Form type: 4/A
Filed: Feb 4, 7:00 PM ET
Accepted: Feb 5, 4:33 PM ET
Size: 35.8 KB

View on SEC.gov