4//SEC Filing
Kaufman Brett 4
Accession 0001209191-19-003787
CIK 0001029730other
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 6:12 PM ET
Size
9.2 KB
Accession
0001209191-19-003787
Insider Transaction Report
Form 4
Kaufman Brett
Vice President and CFO
Transactions
- Tax Payment
Common Stock
2019-01-12$3.12/sh−3,903$12,177→ 277,655.083 total - Tax Payment
Common Stock
2019-01-13$3.12/sh−3,123$9,744→ 274,532.083 total - Tax Payment
Common Stock
2019-01-14$3.01/sh−3,080$9,271→ 271,452.083 total
Holdings
- 205.352
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]Represents shares withheld to cover tax withholding obligations in connection with the vesting of shares of restricted stock.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001431385
Filing Metadata
- Form type
- 4
- Filed
- Jan 14, 7:00 PM ET
- Accepted
- Jan 15, 6:12 PM ET
- Size
- 9.2 KB