Home/Filings/4/0001209191-19-003479
4//SEC Filing

Pimentel Albert A 4

Accession 0001209191-19-003479

CIK 0001364962other

Filed

Jan 10, 7:00 PM ET

Accepted

Jan 11, 8:06 PM ET

Size

21.4 KB

Accession

0001209191-19-003479

Insider Transaction Report

Form 4
Period: 2019-01-10
Transactions
  • Gift

    Common Stock

    2018-05-2514,9490 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2019-01-106,6750 total
    Exercise: $20.83Exp: 2024-05-05Common Stock (6,675 underlying)
  • Gift

    Common Stock

    2018-05-25+14,94969,949 total(indirect: See Footnote)
  • Disposition to Issuer

    Stock Option (right to buy)

    2019-01-103,0160 total
    Exercise: $36.90Exp: 2023-06-04Common Stock (3,016 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-01-104,0810 total
    Exp: 2019-05-23Common Stock (4,081 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2019-01-103,0750 total
    Exercise: $45.35Exp: 2025-05-05Common Stock (3,075 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2019-01-108,3990 total
    Exercise: $27.86Exp: 2022-06-06Common Stock (8,399 underlying)
  • Disposition to Issuer

    Common Stock

    2019-01-1069,9490 total(indirect: See Footnote)
Footnotes (9)
  • [F1]Represents shares transferred by the Reporting Person to the Pimentel Family Trust U/D/T dated April 24, 1991 for which Albert A. Pimentel and Laurie Jean Pimentel serve as trustees.
  • [F2]The shares are owned of record by the Pimentel Family Trust U/D/T dated April 24, 1991 for which Albert A. Pimentel and Laurie Jean Pimentel serve as trustees.
  • [F3]Pursuant to the Agreement and Plan of Merger between the Issuer, Imperial Purchaser, LLC and Imperial Merger Sub, Inc. dated October 10, 2018 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $55.75 in cash per share, payable as provided by the terms of the Merger Agreement.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting.
  • [F5]Pursuant to the Issuer's 2011 Stock Option and Incentive Plan and the Merger Agreement, the RSUs vested in full immediately prior to the closing of the merger, and were cancelled and converted into the right to receive $55.75 in cash per RSU.
  • [F6]Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $234,248.11, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.
  • [F7]Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $56,851.60, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.
  • [F8]Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $233,091.00, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.
  • [F9]Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $31,980.00, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.

Issuer

IMPERVA INC

CIK 0001364962

Entity typeother

Related Parties

1
  • filerCIK 0001392680

Filing Metadata

Form type
4
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 8:06 PM ET
Size
21.4 KB