4//SEC Filing
Pickens Thomas Boone III 4
Accession 0001209191-18-063395
CIK 0001001907other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 10:59 AM ET
Size
9.4 KB
Accession
0001209191-18-063395
Insider Transaction Report
Form 4
ASTROTECH CorpASTC
Pickens Thomas Boone III
DirectorChief Executive Officer
Transactions
- Conversion
Common Stock
2018-12-07$2.35/sh+866,950$2,037,333→ 1,563,351 total - Conversion
Series B Preferred Stock
2018-12-07$2.35/sh−866,950$2,037,333→ 0 totalExercise: $2.35→ Common Stock (866,950 underlying) - Award
Common Stock
2018-12-17$3.40/sh+35,000$119,000→ 1,598,351 total
Footnotes (3)
- [F1]The Reporting Person purchased Series B Preferred Stock from the Company on October 9, 2018 and subsequently converted the Series B Preferred Stock to Common Stock on December 7, 2018.
- [F2]One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of December 17, 2018, such that 100% of the shares of common stock granted shall be fully vested and exercisable on December 17, 2021, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary.
- [F3]The Series B Preferred Stock had no expiration date and automatically converted into an aggregate of 866,950 shares of common stock upon receipt of shareholder approval in accordance with NASDAQ Listing Rule 5635(b).
Documents
Issuer
ASTROTECH Corp
CIK 0001001907
Entity typeother
Related Parties
1- filerCIK 0001310519
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 10:59 AM ET
- Size
- 9.4 KB