KRATZ DOUGLAS M 4
4 · Triumph Bancorp, Inc. · Filed Oct 30, 2018
Insider Transaction Report
Form 4
KRATZ DOUGLAS M
Director
Transactions
- Conversion
Series B Preferred Stock
2018-10-26−20,325→ 0 totalFrom: 2013-10-15→ Common Stock (141,057 underlying) - Conversion
Common Stock
2018-10-26+141,057→ 292,364 total
Footnotes (2)
- [F1]On October 26, 2018, the Reporting Person exercised his option to convert 20,325 shares of Series B Preferred Stock of the Issuer into 141,057 shares of common stock at a conversion rate of 6.94008 shares of common stock for every one share of Series B Preferred Stock.
- [F2]The Series B Preferred Stock is perpetual, subject to redemption at the option of the Issuer. The shares of Series B Preferred Stock were convertible at the option of the holder at any time since the holder acquired the shares of Series B Preferred Stock on 10/15/2013.