KNIGHTS OF COLUMBUS 5
5 · NUVEEN FLOATING RATE INCOME FUND · Filed Oct 16, 2018
Insider Transaction Report
Form 5
KNIGHTS OF COLUMBUS
10% Owner
Transactions
- Sale
Preferred Stock 67072TAD0
2017-01-13$1001.00/sh−4,000$4,004,000→ 51,000,000 total
Holdings
- 55,000,000
Preferred Stock 67072TAD0
Footnotes (1)
- [F1]Knights of Columbus became a beneficial owner of these securities as of December 22, 2016, which made Knights of Columbus subject to Section 16 as a 10% holder based upon 90,200 shares of Term Preferred Shares outstanding as of January 31, 2017, as set forth in the issuer's financial statements contained in its semi-annual report to shareholders for the period ended January 31, 2017, as filed with the Securities and Exchange Commission on April 4, 2017.