KNIGHTS OF COLUMBUS 5
5 · Nuveen Floating Rate Income Opportunity Fund · Filed Oct 16, 2018
Insider Transaction Report
Form 5
KNIGHTS OF COLUMBUS
10% Owner
Holdings
- 45,000,000
Preferred Stock 6706ENAC4
Footnotes (1)
- [F1]Knights of Columbus became a beneficial owner of these securities as of December 22, 2016, which made Knights of Columbus subject to Section 16 as a 10% holder based upon 63,000 shares of Term Preferred Shares outstanding as of January 31, 2017, as set forth in the issuer's financial statements contained in its semi-annual report to shareholders for the period ended January 31, 2017, as filed with the Securities and Exchange Commission on April 4, 2017.