KNIGHTS OF COLUMBUS 5
5 · ClearBridge Energy MLP Fund Inc. · Filed Oct 16, 2018
Insider Transaction Report
Form 5
KNIGHTS OF COLUMBUS
10% Owner
Transactions
- Other
4.21% due 7/10/2024
2016-02-25$1000.00/sh−9,606.987$9,606,987→ 40,393,013.1 total
Holdings
- 50,000,000
4.21% due 7/10/2024
Footnotes (2)
- [F1]Knights of Columbus became a beneficial owner of these securities as of June 25, 2012, which made Knights of Columbus subject to Section 16 as a 10% holder based upon the $267 million aggregate principal amount of fixed rate senior secured notes outstanding as of November 30, 2012, as set forth in the issuer's financial statements contained in its annual report to shareholders for the period ended November 30, 2012, as filed with the Securities and Exchange Commission on January 28, 2013.
- [F2]The reported securities were redeemed by the issuer pursuant to the terms of the Note Purchase Agreement, dated as of July 12, 2012.