Hausmann Robert C 4/A

Accession 0001209191-18-048232

CIK 0000855612other

Filed

Aug 22, 8:00 PM ET

Accepted

Aug 23, 5:13 PM ET

Size

25.2 KB

Accession

0001209191-18-048232

Form 4/AAmended

Period: 2018-08-08

Director

Transactions

Exercise/Conversion
Common Stock Option
2018-08-08−36,000→ 13,861 total
Exercise: $1.76Exp: 2020-01-03→ Common Stock (36,000 underlying)
Exercise/Conversion
Common
2018-08-08$3.61/sh+3,852$13,906→ 75,137 total
Exercise/Conversion
Common
2018-08-08$2.40/sh+5,000$12,000→ 80,137 total
Exercise/Conversion
Common
2018-08-08$1.76/sh+36,000$63,360→ 121,137 total
Sale
Common
2018-08-08$5.66/sh−52,927$299,562→ 68,210 total
Exercise/Conversion
Common Stock Option
2018-08-08−3,852→ 59,861 total
Exercise: $3.61Exp: 2026-02-17→ Common Stock (3,852 underlying)
Exercise/Conversion
Common Stock Option
2018-08-08−5,000→ 49,861 total
Exercise: $2.46Exp: 2020-04-08→ Common Stock (5,000 underlying)
Exercise/Conversion
Common Stock Option
2018-08-08−3,075→ 63,713 total
Exercise: $4.96Exp: 2027-02-12→ Common Stock (3,075 underlying)
Exercise/Conversion
Common Stock Option
2018-08-08−5,000→ 54,861 total
Exercise: $2.40Exp: 2020-06-06→ Common Stock (5,000 underlying)
Exercise/Conversion
Common
2018-08-08$4.96/sh+3,075$15,252→ 71,285 total
Exercise/Conversion
Common
2018-08-08$2.46/sh+5,000$12,300→ 85,137 total

Footnotes (7)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $5.66. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
[F2]Grant of 3,075 options on February 13, 2017 vested quarterly and pro-rata over one year. These options expire February 12, 2027.
[F3]This Form 4/A amends the Form 4 filed by the Reporting Person on August 9, 2018. The amount of securities directly beneficially owned by the Reporting Person has been historically reported incorrectly and the resulting amount of derivative securities beneficially owned following each of the transactions set forth in Table II should have been reported as set forth in column 9 of Table II of this Form 4/A.
[F4]Grant of 3,852 options on February 18, 2016 vested quarterly and pro-rata over one year. These options expire February 17, 2026.
[F5]Grant of 5,000 options on June 7, 2010 vested quarterly and pro-rata over one year. These options expire June 6, 2020.
[F6]Grant of 5,000 options on April 9, 2010 vested quarterly and pro-rata over one year. These options expire April 8, 2020.
[F7]Grant of 36,000 options on January 4, 2010 vested quarterly and pro-rata over one year. These options expire January 3, 2020.

Documents

1 file

ZIX CORP

CIK 0000855612

Entity typeother