4//SEC Filing
LEVINE TILLY 4
Accession 0001209191-18-048201
CIK 0001524025other
Filed
Aug 22, 8:00 PM ET
Accepted
Aug 23, 4:55 PM ET
Size
18.3 KB
Accession
0001209191-18-048201
Insider Transaction Report
Form 4
TILLY'S, INC.TLYS
LEVINE TILLY
10% Owner
Transactions
- Sale
Class A Common Stock
2018-08-22$17.36/sh−5,000$86,825→ 0 total(indirect: By Trust) - Sale
Class A Common Stock
2018-08-22$17.37/sh−5,000$86,844→ 0 total(indirect: By Trust) - Conversion
Class A Common Stock
2018-08-22+5,000→ 5,000 total(indirect: By Trust) - Conversion
Class A Common Stock
2018-08-22+5,000→ 5,000 total(indirect: By Trust) - Conversion
Class B Common Stock
2018-08-22−5,000→ 319,386 total(indirect: By Trust)→ Class A Common Stock (5,000 underlying) - Conversion
Class B Common Stock
2018-08-22−5,000→ 319,386 total(indirect: By Trust)→ Class A Common Stock (5,000 underlying)
Holdings
- 3,313,147
Class B Common Stock
→ Class A Common Stock (3,313,147 underlying)
Footnotes (7)
- [F1]Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any.
- [F2]The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the trust, of which the Reporting Person is trustee and an immediate family member is the beneficiary, on June 13, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.09 to $17.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.09 to $17.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
- [F6]Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any.
- [F7]The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person.
Documents
Issuer
TILLY'S, INC.
CIK 0001524025
Entity typeother
Related Parties
1- filerCIK 0001548775
Filing Metadata
- Form type
- 4
- Filed
- Aug 22, 8:00 PM ET
- Accepted
- Aug 23, 4:55 PM ET
- Size
- 18.3 KB