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Home/Filings/4/0001209191-18-047686

4//SEC Filing

Huang Pei Chin 4

Accession 0001209191-18-047686

CIK 0001499422other

View on SEC.gov Company Profile

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 7:03 PM ET

Size

26.4 KB

Accession

0001209191-18-047686

Insider Transaction Report

Form 4

Period: 2018-08-16

Director

Transactions

Exercise/Conversion
Stock Options
2018-08-16$11.15/sh−10,763$120,005→ 41,013 total
Exercise/Conversion
Stock Options
2018-08-16$9.29/sh−10,763$99,988→ 51,776 total
Exercise/Conversion
Common Stock, No Par Value
2018-08-16$11.15/sh+10,763$120,005→ 313,191 total
Exercise/Conversion
Common Stock, No Par Value
2018-08-16$11.15/sh+10,763$120,005→ 323,954 total
Exercise/Conversion
Option (right to buy)
2018-08-16$9.29/sh−10,763$99,988→ 0 total
Exercise: $9.29Exp: 2021-05-18→ Common Stock (10,763 underlying)
Exercise/Conversion
Common Stock, No Par Value
2018-08-16$9.29/sh+10,763$99,988→ 302,428 total
Exercise/Conversion
Stock Options
2018-08-16$11.15/sh−10,763$120,005→ 30,250 total
Exercise/Conversion
Option (right to buy)
2018-08-16$11.15/sh−10,763$120,005→ 0 total
Exercise: $11.15Exp: 2022-05-16→ Common Stock (10,763 underlying)
Exercise/Conversion
Option (right to buy)
2018-08-16$11.15/sh−10,763$120,005→ 0 total
Exercise: $11.15Exp: 2023-05-15→ Common Stock (10,763 underlying)

Holdings

Option (right to buy)
Exercise: $9.29Exp: 2019-01-02→ Common Stock (0 underlying)
0
Option (right to buy)
Exercise: $17.08Exp: 2025-05-20→ Common Stock (10,000 underlying)
10,000
Option (right to buy)
Exercise: $13.21Exp: 2024-05-21→ Common Stock (10,250 underlying)
10,250
Option (right to buy)
Exercise: $18.25Exp: 2026-05-17→ Common Stock (10,000 underlying)
10,000
Option (right to buy)
Exercise: $9.29Exp: 2018-11-18→ Common Stock (0 underlying)
0

Footnotes (8)

[F1]These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
[F2]These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
[F3]These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
[F4]These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
[F5]These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.
[F6]These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
[F7]These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
[F8]These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

RBB Bancorp

CIK 0001499422

Entity typeother

Related Parties

1

filerCIK 0001711556

Filing Metadata

Form type: 4
Filed: Aug 19, 8:00 PM ET
Accepted: Aug 20, 7:03 PM ET
Size: 26.4 KB

View on SEC.gov