4//SEC Filing
Baracchini Edgardo Jr 4
Accession 0001209191-18-046514
CIK 0001326732other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 7:59 PM ET
Size
16.8 KB
Accession
0001209191-18-046514
Insider Transaction Report
Form 4
Xencor IncXNCR
Baracchini Edgardo Jr
Chief Business Officer
Transactions
- Exercise/Conversion
Common Stock
2018-08-09$11.05/sh+37,266$411,789→ 37,473 total - Exercise/Conversion
Common Stock
2018-08-13$11.05/sh+12,734$140,711→ 12,941 total - Sale
Common Stock
2018-08-13$40.35/sh−12,734$513,874→ 207 total - Sale
Common Stock
2018-08-09$40.35/sh−8,283$334,198→ 29,190 total - Sale
Common Stock
2018-08-10$40.02/sh−28,983$1,160,045→ 207 total - Exercise/Conversion
Stock Option (right to buy)
2018-08-09−37,266→ 12,734 totalExercise: $11.05Exp: 2024-02-20→ Common Stock (37,266 underlying) - Exercise/Conversion
Stock Option (right to buy)
2018-08-13−12,734→ 0 totalExercise: $11.05Exp: 2024-02-20→ Common Stock (12,734 underlying)
Footnotes (5)
- [F1]Includes 207 shares of Common Stock that were acquired by the Reporting Person on June 8, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.0558, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.30 to $40.355, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F5]The stock option is fully vested and exercisable.
Documents
Issuer
Xencor Inc
CIK 0001326732
Entity typeother
Related Parties
1- filerCIK 0001291972
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 7:59 PM ET
- Size
- 16.8 KB