4//SEC Filing
Alta Partners VIII, L.P. 4
Accession 0001209191-18-043627
CIK 0001564824other
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 5:01 PM ET
Size
24.5 KB
Accession
0001209191-18-043627
Insider Transaction Report
Form 4
Allakos Inc.ALLK
CHAMPSI FARAH
10% Owner
Transactions
- Purchase
Common Stock
2018-07-23$18.00/sh+250,000$4,500,000→ 11,519,200 total(indirect: See footnote) - Conversion
Common Stock
2018-07-23+11,269,200→ 11,269,200 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2018-07-23−10,030,193→ 0 total(indirect: See footnote)→ Common Stock (10,030,193 underlying) - Conversion
Series B Preferred Stock
2018-07-23−1,239,007→ 0 total(indirect: See footnote)→ Common Stock (1,239,007 underlying)
Hudson Peter A
10% Owner
Transactions
- Purchase
Common Stock
2018-07-23$18.00/sh+250,000$4,500,000→ 11,519,200 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2018-07-23−10,030,193→ 0 total(indirect: See footnote)→ Common Stock (10,030,193 underlying) - Conversion
Common Stock
2018-07-23+11,269,200→ 11,269,200 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2018-07-23−1,239,007→ 0 total(indirect: See footnote)→ Common Stock (1,239,007 underlying)
MORE ROBERT J
10% Owner
Transactions
- Conversion
Common Stock
2018-07-23+11,269,200→ 11,269,200 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2018-07-23−10,030,193→ 0 total(indirect: See footnote)→ Common Stock (10,030,193 underlying) - Purchase
Common Stock
2018-07-23$18.00/sh+250,000$4,500,000→ 11,519,200 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2018-07-23−1,239,007→ 0 total(indirect: See footnote)→ Common Stock (1,239,007 underlying)
NOHRA GUY P
10% Owner
Transactions
- Purchase
Common Stock
2018-07-23$18.00/sh+250,000$4,500,000→ 11,519,200 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2018-07-23−1,239,007→ 0 total(indirect: See footnote)→ Common Stock (1,239,007 underlying) - Conversion
Series A Preferred Stock
2018-07-23−10,030,193→ 0 total(indirect: See footnote)→ Common Stock (10,030,193 underlying) - Conversion
Common Stock
2018-07-23+11,269,200→ 11,269,200 total(indirect: See footnote)
Alta Partners VIII, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2018-07-23+11,269,200→ 11,269,200 total(indirect: See footnote) - Purchase
Common Stock
2018-07-23$18.00/sh+250,000$4,500,000→ 11,519,200 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2018-07-23−10,030,193→ 0 total(indirect: See footnote)→ Common Stock (10,030,193 underlying) - Conversion
Series B Preferred Stock
2018-07-23−1,239,007→ 0 total(indirect: See footnote)→ Common Stock (1,239,007 underlying)
Alta Partners Management VIII, LLC
10% Owner
Transactions
- Conversion
Common Stock
2018-07-23+11,269,200→ 11,269,200 total(indirect: See footnote) - Purchase
Common Stock
2018-07-23$18.00/sh+250,000$4,500,000→ 11,519,200 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2018-07-23−10,030,193→ 0 total(indirect: See footnote)→ Common Stock (10,030,193 underlying) - Conversion
Series B Preferred Stock
2018-07-23−1,239,007→ 0 total(indirect: See footnote)→ Common Stock (1,239,007 underlying)
Transactions
- Purchase
Common Stock
2018-07-23$18.00/sh+250,000$4,500,000→ 11,519,200 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2018-07-23−1,239,007→ 0 total(indirect: See footnote)→ Common Stock (1,239,007 underlying) - Conversion
Common Stock
2018-07-23+11,269,200→ 11,269,200 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2018-07-23−10,030,193→ 0 total(indirect: See footnote)→ Common Stock (10,030,193 underlying)
Alta Partners NextGen Fund I, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2018-07-23$18.00/sh+250,000$4,500,000→ 11,519,200 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2018-07-23−1,239,007→ 0 total(indirect: See footnote)→ Common Stock (1,239,007 underlying) - Conversion
Common Stock
2018-07-23+11,269,200→ 11,269,200 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2018-07-23−10,030,193→ 0 total(indirect: See footnote)→ Common Stock (10,030,193 underlying)
Footnotes (8)
- [F1]The Series A Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F2]The Series B Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F3]Consists of 3,446,265 shares held of record by Alta Partners NextGen Fund I, L.P. ("APNG I") and 7,822,935 shares held of record by Alta Partners VIII, L.P. ("Alta VIII").
- [F4]The shares directly held by Alta VIII are indirectly held by Alta Partners Management VIII, LLC ("Alta Management VIII"), which is the general partner of Alta VIII. The individual managing directors of Alta Management VIII are Farah Champsi, Guy Nohra and Daniel Janney. The managing directors of Alta Management VIII exercise sole voting and investment control with respect to the shares held by Alta VIII. The individual managing directors of Alta Management VIII disclaim beneficial ownership of all shares held by Alta VIII, except to the extent of their pecuniary interests therein.
- [F5]The shares directly held by APNG I are indirectly held by Alta Partners NextGen Fund I Management, LLC ("APNG I Management"), which is the general partner of APNG I. The individual managing directors of APNG I Management are Robert More, Peter Hudson and Daniel Janney. The managing directors of APNG I Management exercise sole voting and investment control with respect to the shares held by APNG I. The individual managing directors of APNG I Management disclaim beneficial ownership of all shares held by APNG I, except to the extent of their pecuniary interests therein.
- [F6]Consists of 3,557,377 shares held of record by APNG I and 7,961,823 shares held of record by Alta VIII.
- [F7]APNG I owns 2,941,718 shares of Series A Preferred Stock. Alta VIII owns 7,088,475 shares of Series A Preferred Stock.
- [F8]APNG I owns 504,547 shares of Series B Preferred Stock. Alta VIII owns 734,460 shares of Series B Preferred Stock.
Documents
Issuer
Allakos Inc.
CIK 0001564824
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001399763
Filing Metadata
- Form type
- 4
- Filed
- Jul 22, 8:00 PM ET
- Accepted
- Jul 23, 5:01 PM ET
- Size
- 24.5 KB