3//SEC Filing
Alta Partners VIII, L.P. 3
Accession 0001209191-18-043185
CIK 0001564824other
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 9:00 PM ET
Size
18.1 KB
Accession
0001209191-18-043185
Insider Transaction Report
Form 3
Allakos Inc.ALLK
Alta Partners VIII, L.P.
10% Owner
Holdings
- (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (1,239,007 underlying) - (indirect: See footnote)
Series A Preferred Stock
→ Common Stock (10,030,193 underlying)
Footnotes (5)
- [F1]Each share of Series A Preferred and Stock Series B Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of common stock and has no expiration date.
- [F2]Alta Partners NextGen Fund I, L.P. ("APNG I") owns 2,941,718 shares of Series A Preferred Stock. Alta Partners VIII, L.P. ("Alta VIII") owns 7,088,475 shares of Series A Preferred Stock.
- [F3]The shares directly held by Alta VIII are indirectly held by Alta Partners Management VIII, LLC ("Alta Management VIII"), which is the general partner of Alta VIII. The individual managing directors of Alta Management VIII are Farah Champsi, Guy Nohra and Daniel Janney. The managing directors of Alta Management VIII exercise sole voting and investment control with respect to the shares held by Alta VIII. The individual managing directors of Alta Management VIII disclaim beneficial ownership of all shares held by Alta VIII, except to the extent of their pecuniary interests therein.
- [F4]The shares directly held by APNG I are indirectly held by Alta Partners NextGen Fund I Management, LLC ("APNG I Management"), which is the general partner of APNG I. The individual managing directors of APNG I Management are Robert More, Peter Hudson and Daniel Janney. The managing directors of APNG I Management exercise sole voting and investment control with respect to the shares held by APNG I. The individual managing directors of APNG I Management disclaim beneficial ownership of all shares held by APNG I, except to the extent of their pecuniary interests therein.
- [F5]APNG I owns 504,547 shares of Series B Preferred Stock. Alta VIII owns 734,460 shares of Series B Preferred Stock.
Documents
Issuer
Allakos Inc.
CIK 0001564824
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001399763
Filing Metadata
- Form type
- 3
- Filed
- Jul 17, 8:00 PM ET
- Accepted
- Jul 18, 9:00 PM ET
- Size
- 18.1 KB