Home/Filings/4/0001209191-18-030722
4//SEC Filing

Haqq Christopher 4

Accession 0001209191-18-030722

CIK 0001604464other

Filed

May 15, 8:00 PM ET

Accepted

May 16, 8:37 PM ET

Size

14.8 KB

Accession

0001209191-18-030722

Insider Transaction Report

Form 4
Period: 2018-05-15
Haqq Christopher
Chief Medical Officer
Transactions
  • Sale

    Common Stock

    2018-05-15$46.02/sh9,252$425,777332,130 total
  • Sale

    Common Stock

    2018-05-15$44.44/sh6,885$305,969351,020 total
  • Exercise/Conversion

    Common Stock

    2018-05-15$11.00/sh+25,000$275,000357,905 total
  • Sale

    Common Stock

    2018-05-15$45.21/sh9,638$435,734341,382 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-05-1525,00025,000 total
    Exercise: $11.00Exp: 2021-10-15Common Stock (25,000 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    17,312
  • Common Stock

    (indirect: See footnote)
    2,688
Footnotes (7)
  • [F1]Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.
  • [F2]The price in Column 4 is a weighted average sale price. The prices actually received ranged from $43.75 to $44.75. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F3]The price in Column 4 is a weighted average sale price. The prices actually received ranged from $44.80 to $45.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F4]The price in Column 4 is a weighted average sale price. The prices actually received ranged from $45.85 to $46.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F5]The shares are held by the Chris Haqq 2014 GRAT, of which the Reporting Person is trustee.
  • [F6]The shares are held by The Havenside Trust, of which the Reporting Person is trustee.
  • [F7]1/48th of the shares subject to the stock option vest and become exercisable each month following October 15, 2014.

Issuer

Atara Biotherapeutics, Inc.

CIK 0001604464

Entity typeother

Related Parties

1
  • filerCIK 0001612095

Filing Metadata

Form type
4
Filed
May 15, 8:00 PM ET
Accepted
May 16, 8:37 PM ET
Size
14.8 KB