ConvergeOne Holdings, Inc.·4

Apr 24, 4:13 PM ET

KATZMAN RICHARD 4

4 · ConvergeOne Holdings, Inc. · Filed Apr 24, 2018

Insider Transaction Report

Form 4
Period: 2018-04-20
Transactions
  • Disposition to Issuer

    Warrant (Right to Buy)

    2018-04-207,5000 total
    Exercise: $11.50From: 2018-04-12Exp: 2023-02-22Common Stock (7,500 underlying)
Footnotes (1)
  • [F1]On February 22, 2018, the Reporting Person acquired from the Issuer a warrant to purchase shares of the Issuer's common stock (the "Warrant"). On April 20, 2018 (the "Effective Date"), pursuant to an Issuer tender offer pursuant to the terms and conditions set forth in the Offer t Purchase for Cash included as an exhibit to the Tender Offer Statement on Schedule TO filed by the Issuer with the Securities and Exchange Commission on February 26, 2018, as amended, the Issuer accepted for purchase the Warrant from the Reporting Person for $1.20 per warrant share. This transaction is reported herein as a disposition of the Warrant on the Effective Date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION