Home/Filings/4/0001209191-18-023749
4//SEC Filing

Kaspar Brian K. 4

Accession 0001209191-18-023749

CIK 0001652923other

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 4:58 PM ET

Size

17.9 KB

Accession

0001209191-18-023749

Insider Transaction Report

Form 4
Period: 2018-04-02
Kaspar Brian K.
DirectorChief Scientific Officer10% Owner
Transactions
  • Sale

    Common Stock

    2018-04-02$122.29/sh1,182$144,5471,756,558 total
  • Sale

    Common Stock

    2018-04-02$119.29/sh4,021$479,6651,761,738 total
  • Sale

    Common Stock

    2018-04-02$120.18/sh3,179$382,0521,758,559 total
  • Sale

    Common Stock

    2018-04-02$121.64/sh929$113,0041,757,630 total
  • Sale

    Common Stock

    2018-04-02$117.00/sh2,836$331,8121,767,766 total
  • Sale

    Common Stock

    2018-04-02$118.17/sh2,007$237,1671,765,759 total
  • Sale

    Common Stock

    2018-04-02$123.16/sh846$104,1931,755,602 total
Footnotes (8)
  • [F1]These sales were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person on August 29, 2017.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.60 to $117.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.69 to $118.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.70 to $119.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.71 to $120.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
  • [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.86 to $121.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.
  • [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.90 to $122.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) to this Form 4.
  • [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.95 to $123.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (8) to this Form 4.

Issuer

AveXis, Inc.

CIK 0001652923

Entity typeother

Related Parties

1
  • filerCIK 0001665859

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 4:58 PM ET
Size
17.9 KB