4//SEC Filing
Carpenter William 4
Accession 0001209191-18-019469
CIK 0001394056other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 9:18 PM ET
Size
7.5 KB
Accession
0001209191-18-019469
Insider Transaction Report
Form 4
Carpenter William
Director
Transactions
- Tax Payment
Common Stock
2018-03-09$1.00/sh+20,902$20,902→ 199,236 total(indirect: By Trust) - Exercise/Conversion
Employee Stock Option (right to buy)
2018-03-09−25,000→ 0 totalExercise: $1.00From: 2009-04-01Exp: 2018-03-31→ Common Stock (25,000 underlying)
Footnotes (2)
- [F1]Represents a "net exercise" of outstanding stock options. The reporting person received 20,902 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 4,098 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on March 9, 2018 of $6.10.
- [F2]Mr. Carpenter holds joint voting and investment control of the trust with his wife Deborah Carpenter.
Documents
Issuer
ONE STOP SYSTEMS INC
CIK 0001394056
Entity typeother
Related Parties
1- filerCIK 0001729592
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 9:18 PM ET
- Size
- 7.5 KB