Axalta Coating Systems Ltd.·4

Mar 13, 8:55 PM ET

Cash Michael A. 4

4 · Axalta Coating Systems Ltd. · Filed Mar 13, 2018

Insider Transaction Report

Form 4
Period: 2018-03-12
Cash Michael A.
SVP & Pres., Indus. Coatings
Transactions
  • Sale

    Common Shares

    2018-03-12$33.11/sh9,108$301,566177,158 total
  • Exercise/Conversion

    Common Shares

    2018-03-12$11.84/sh+64,898$768,392242,056 total
  • Exercise/Conversion

    Employee Stock Option

    2018-03-1264,8980 total
    Exercise: $11.84Exp: 2023-07-30Common Shares (64,898 underlying)
  • Sale

    Common Shares

    2018-03-12$32.50/sh55,790$1,813,175186,266 total
Footnotes (4)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
  • [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.02 to $33.01. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.02 to $33.21. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION