Home/Filings/4/0001209191-18-016878
4//SEC Filing

Baracchini Edgardo Jr 4

Accession 0001209191-18-016878

CIK 0001326732other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 6:45 PM ET

Size

14.8 KB

Accession

0001209191-18-016878

Insider Transaction Report

Form 4
Period: 2018-03-02
Baracchini Edgardo Jr
Chief Business Officer
Transactions
  • Sale

    Common Stock

    2018-03-02$29.60/sh10,000$295,9660 total
  • Sale

    Common Stock

    2018-03-05$29.58/sh10,000$295,8400 total
  • Exercise/Conversion

    Common Stock

    2018-03-02$0.59/sh+10,000$5,90010,000 total
  • Exercise/Conversion

    Common Stock

    2018-03-05$0.59/sh+10,000$5,90010,000 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2018-03-0210,00091,809 total
    Exercise: $0.59Exp: 2020-01-17Common Stock (10,000 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2018-03-0510,00081,809 total
    Exercise: $0.59Exp: 2020-01-17Common Stock (10,000 underlying)
Footnotes (4)
  • [F1]Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.825, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F4]The stock option is fully vested and exercisable.

Issuer

Xencor Inc

CIK 0001326732

Entity typeother

Related Parties

1
  • filerCIK 0001291972

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 6:45 PM ET
Size
14.8 KB