4//SEC Filing
Kaspar Brian K. 4
Accession 0001209191-18-016484
CIK 0001652923other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:37 PM ET
Size
20.0 KB
Accession
0001209191-18-016484
Insider Transaction Report
Form 4
AveXis, Inc.AVXS
Kaspar Brian K.
DirectorChief Scientific Officer10% Owner
Transactions
- Sale
Common Stock
2018-03-01$128.62/sh−1,294$166,434→ 1,766,802 total - Sale
Common Stock
2018-03-01$127.84/sh−3,455$441,687→ 1,768,096 total - Sale
Common Stock
2018-03-01$122.52/sh−1,035$126,808→ 1,780,299 total - Sale
Common Stock
2018-03-01$124.35/sh−1,250$155,438→ 1,778,568 total - Sale
Common Stock
2018-03-01$126.57/sh−4,227$535,011→ 1,771,551 total - Sale
Common Stock
2018-03-01$121.52/sh−468$56,871→ 1,781,334 total - Sale
Common Stock
2018-03-01$123.38/sh−481$59,346→ 1,779,818 total - Sale
Common Stock
2018-03-01$125.66/sh−2,790$350,591→ 1,775,778 total
Footnotes (9)
- [F1]These sales were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person on August 29, 2017.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.94 to $121.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.99 to $122.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.06 to $124.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.08 to $125.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.09 to $126.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.11 to $127.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) to this Form 4.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.34 to $128.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (8) to this Form 4.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.35 to $128.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (9) to this Form 4.
Documents
Issuer
AveXis, Inc.
CIK 0001652923
Entity typeother
Related Parties
1- filerCIK 0001665859
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:37 PM ET
- Size
- 20.0 KB