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4//SEC Filing

Jones Christopher L. 4

Accession 0001209191-18-014620

CIK 0001430592other
View on SEC.govCompany Profile

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 5:54 PM ET

Size

24.0 KB

Accession

0001209191-18-014620

Insider Transaction Report

Form 4
Period: 2018-02-26
Financial Engines, Inc.FNGN
Jones Christopher L.
See Remarks
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2018-02-26−4,938→ 14,814 total
    Exercise: $0.00→ Common Stock (4,938 underlying)
  • Award

    Restricted Stock Units

    2018-02-27+25,291→ 25,291 total
    Exercise: $0.00→ Common Stock (25,291 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2018-02-27+71,554→ 71,554 total
    Exercise: $34.40Exp: 2028-02-27→ Common Stock (71,554 underlying)
  • Exercise/Conversion

    Common Stock

    2018-02-26+2,458→ 48,170 total
  • Tax Payment

    Common Stock

    2018-02-26$35.90/sh−1,219$43,762→ 46,951 total
  • Exercise/Conversion

    Common Stock

    2018-02-26+10,167→ 57,118 total
  • Tax Payment

    Common Stock

    2018-02-26$35.90/sh−5,041$180,972→ 52,077 total
  • Exercise/Conversion

    Common Stock

    2018-02-26+4,938→ 57,015 total
  • Tax Payment

    Common Stock

    2018-02-26$35.90/sh−2,449$87,919→ 54,566 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-02-26−2,458→ 0 total
    Exercise: $0.00→ Common Stock (2,458 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2018-02-26−10,167→ 20,334 total
    Exercise: $0.00→ Common Stock (10,167 underlying)
Footnotes (7)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
  • [F2]The restricted stock units vest in four annual installments beginning 2/26/15.
  • [F3]No Expiration date.
  • [F4]The restricted stock units vest in four annual installments beginning 2/26/17.
  • [F5]The restricted stock units vest in four annual installments beginning 2/26/2018.
  • [F6]The restricted stock units vest in four annual installments beginning 2/26/2019.
  • [F7]The option award vests as to 25% of the granted shares on 2/26/2019, and the remaining shares vest monthly thereafter from 3/26/2019 to 2/26/2022.

Documents

1 file

Issuer

Financial Engines, Inc.

CIK 0001430592

→
Entity typeother

Related Parties

1
  • filerCIK 0001486178

Filing Metadata

Form type
4
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 5:54 PM ET
Size
24.0 KB
View on SEC.gov