Casdin Alexander W. 4

Accession 0001209191-18-009138

CIK 0001557421other

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 3:27 PM ET

Size

20.9 KB

Accession

0001209191-18-009138

Form 4

Period: 2018-02-08

Director

Transactions

Disposition to Issuer
Common Stock
2018-02-08$27.00/sh−100,000$2,700,000→ 0 total
Disposition to Issuer
Stock Option (Right to Buy)
2018-02-08−6,666→ 0 total
Exercise: $0.57Exp: 2022-12-19→ Common Stock (6,666 underlying)
Disposition to Issuer
Common Stock
2018-02-08$27.00/sh−706,464$19,074,528→ 0 total(indirect: By Reneo Capital SPV I LP)
Disposition to Issuer
Stock Option (Right to Buy)
2018-02-08−10,000→ 0 total
Exercise: $1.02Exp: 2023-09-09→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2018-02-08−15,000→ 0 total
Exercise: $6.76Exp: 2026-03-09→ Common Stock (15,000 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2018-02-08−20,000→ 0 total
Exercise: $8.35Exp: 2027-06-12→ Common Stock (20,000 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2018-02-08−24,000→ 0 total
Exercise: $6.00Exp: 2023-12-16→ Common Stock (24,000 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2018-02-08−15,000→ 0 total
Exercise: $5.75Exp: 2026-06-12→ Common Stock (15,000 underlying)

Footnotes (3)

[F1]In connection with the acquisition of the Issuer by Roche Holdings, Inc. ("Parent") on February 8, 2018, and pursuant to the terms of the Agreement and Plan of Merger by and among the Issuer, Parent and Abingdon Acquisition Corp. ("Merger Sub") dated December 21, 2017, Merger Sub acquired all of the issued and outstanding shares of Common Stock (the "Shares") for a purchase price of $27.00 per Share (the "Merger").
[F2]The Reporting Person is the Managing Member of Reneo GP, LLC, which is the General Partner of Reneo Capital SPV I LP, and as such the Reporting Person and Reneo GP, LLC have the power to vote or dispose of the securities held of record by the Reporting Person and may be deemed to beneficially own those securities. The Reporting Person disclaims beneficial ownership of the securities held of record by Reneo Capital SPV I LP except to the extent of his pecuniary interest therein.
[F3]In connection with the Merger described in footnote (1), this option became fully vested and was automatically canceled and terminated and the holder became entitled to receive an amount in cash, without interest and less the amount of any tax withholding, equal to the product of (1) the number of shares of Common Stock of the Issuer underlying such option multiplied by (2) the excess, if any, of $27.00 over the exercise price per share of such option.

Documents

1 file

Ignyta, Inc.

CIK 0001557421

Entity typeother