GREENHILL ROBERT F 4
4 · GREENHILL & CO INC · Filed Feb 12, 2018
Insider Transaction Report
Form 4
GREENHILL ROBERT F
Director10% OwnerOther
Transactions
- Exercise/Conversion
Common Stock
2018-02-08+9,854→ 287,399 total - Tax Payment
Common Stock
2018-02-08$18.40/sh−4,820$88,688→ 282,579 total - Exercise/Conversion
Restricted Stock Units
2018-02-08−9,854→ 0 total→ Common Stock (9,854 underlying)
Holdings
- 989,524(indirect: See Footnote)
Common Stock
- 239,680(indirect: See Footnote)
Common Stock
- 579,710(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]These shares of Common Stock are directly owned by Greenhill Family Partnership, a Delaware Limited Partnership, of which Robert F. Greenhill is the general partner. Robert F. Greenhill disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F2]These shares of Common Stock are directly owned by Riversville Aircraft Corporation II, a Delaware corporation, which is controlled by Robert F. Greenhill.
- [F3]These shares of Common Stock are directly owned by Socatean Partners, a Connecticut general partnership of which Robert F. Greenhill is managing general partner. Robert F. Greenhill disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F4]This restricted stock unit award was granted on January 30, 2013 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2018, the fifth vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.