4//SEC Filing
Zugay Michael J. 4
Accession 0001209191-18-007276
CIK 0001326003other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 8:42 PM ET
Size
14.0 KB
Accession
0001209191-18-007276
Insider Transaction Report
Form 4
Zugay Michael J.
Chief Executive Officer
Transactions
- Exercise/Conversion
Phantom Shares
2018-01-31−21,657.55→ 21,657.55 total→ Common Stock (21,657.55 underlying) - Exercise/Conversion
Common Stock
2018-01-31+53,950.85→ 76,450.85 total - Exercise/Conversion
Phantom Shares
2018-01-31−32,293.3→ 64,586.6 total→ Common Stock (32,293.3 underlying) - Award
Phantom Shares
2018-01-31$5.96/sh+123,951.34$738,750→ 123,951.34 total→ Common Stock (123,951.34 underlying) - Disposition to Issuer
Common Stock
2018-01-31$5.96/sh−53,950.85$321,547→ 22,500 total
Footnotes (4)
- [F1]A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
- [F2]The Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F3]The Reporting Person was granted phantom shares on January 31, 2016 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F4]These phantom shares vest in equal installments on each of the first three anniversaries of the award.
Documents
Issuer
BlackRock Capital Investment Corp
CIK 0001326003
Entity typeother
Related Parties
1- filerCIK 0001696892
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 8:42 PM ET
- Size
- 14.0 KB