Home/Filings/4/0001209191-18-007014
4//SEC Filing

Mauer Lisa A. 4

Accession 0001209191-18-007014

CIK 0001123270other

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 5:13 PM ET

Size

8.0 KB

Accession

0001209191-18-007014

Insider Transaction Report

Form 4
Period: 2018-02-01
Transactions
  • Disposition to Issuer

    Common Stock

    2018-02-016,1800 total
  • Disposition to Issuer

    Options to buy

    2018-02-017,5000 total
    Exercise: $6.01Exp: 2024-05-06Common Stock (7,500 underlying)
Footnotes (3)
  • [F1]On February 1, 2018, Bank Mutual Corporation ("BKMU") completed the previously announced merger (the "Merger") of BKMU with and into Associated Banc-Corp ("Associated"), pursuant to the Agreement and Plan of Merger, dated as of July 20, 2017, by and between BKMU and Associated (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of BKMU common stock issued and outstanding immediately prior to the effective time of the Merger (including any restricted shares) was converted into 0.422 shares of Associated common stock with cash paid in lieu of any fractional shares. On January 31, 2018, the closing price of Associated common stock on the New York Stock Exchange was $24.75 per share.
  • [F2]Directors Stock Options. The options are fully vested.
  • [F3]In accordance with the terms of the Merger Agreement, at the effective time of the Merger outstanding options to purchase shares of BKMU common stock were converted into options to acquire Associated common stock, with the numbers of shares and the exercise prices adjusted to reflect the exchange ratio, as provided in the Merger Agreement; each option fully vested in accordance with its terms upon the Merger.

Issuer

BANK MUTUAL CORP

CIK 0001123270

Entity typeother

Related Parties

1
  • filerCIK 0001607246

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 5:13 PM ET
Size
8.0 KB