4//SEC Filing
Cayer Paul E 4
Accession 0001209191-18-004966
CIK 0001493566other
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 5:35 PM ET
Size
19.2 KB
Accession
0001209191-18-004966
Insider Transaction Report
Form 4
OTONOMY, INC.OTIC
Cayer Paul E
CFO/Ch. Business Offcr & Sec.
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2018-01-19−60,000→ 0 totalExercise: $34.12Exp: 2024-12-10→ Common Stock (60,000 underlying) - Award
Employee Stock Option (right to buy)
2018-01-19+46,666→ 46,666 totalExercise: $5.67Exp: 2026-01-18→ Common Stock (46,666 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2018-01-19−70,000→ 0 totalExercise: $14.44Exp: 2026-02-28→ Common Stock (70,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2018-01-19−70,000→ 0 totalExercise: $14.00Exp: 2027-03-05→ Common Stock (70,000 underlying) - Award
Employee Stock Option (right to buy)
2018-01-19+40,000→ 40,000 totalExercise: $5.67Exp: 2026-01-18→ Common Stock (40,000 underlying) - Award
Employee Stock Option (right to buy)
2018-01-19+46,666→ 46,666 totalExercise: $5.67Exp: 2026-01-18→ Common Stock (46,666 underlying)
Footnotes (10)
- [F1]One-fourth (1/4) of the shares subject to the option vest on December 11, 2015 and one forty-eighth (1/48) of the shares vest monthly thereafter.
- [F10]Of the 46,666 total shares subject to the option, 15,555 shares vest on January 19, 2019. Of the remaining 31,111 shares subject to the option, one-third (1/3) of these shares vest on January 19, 2019, and one thirty-sixth (1/36) of these shares vest monthly thereafter.
- [F2]On January 19, 2018, in connection with the Issuer's option exchange program, the Issuer cancelled an option for 60,000 shares of common stock granted to the Reporting Person on December 11, 2014. In exchange, the Reporting Person received an option grant for 40,000 shares of common stock with exercise price of $5.675 per share.
- [F3]In addition to the options acquired and disposed of as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 272,883 shares of common stock, which options vest according to their terms.
- [F4]One-fourth (1/4) of the shares subject to the option vest on March 1, 2017 and one forty-eighth (1/48) of the shares vest monthly thereafter.
- [F5]On January 19, 2018, in connection with the Issuer's option exchange program, the Issuer cancelled an option for 70,000 shares of common stock granted to the Reporting Person on March 1, 2016. In exchange, the Reporting Person received an option grant for 46,666 shares of common stock with exercise price of $5.675 per share.
- [F6]One-fourth (1/4) of the shares subject to the option vest on March 6, 2018 and one forty-eighth (1/48) of the shares vest monthly thereafter.
- [F7]On January 19, 2018, in connection with the Issuer's option exchange program, the Issuer cancelled an option for 70,000 shares of common stock granted to the Reporting Person on March 6, 2017. In exchange, the Reporting Person received an option grant for 46,666 shares of common stock with exercise price of $5.675 per share.
- [F8]Of the 40,000 total shares subject to the option, 35,833 shares vest on January 19, 2019. Of the remaining 4,167 shares subject to the option, one-third (1/3) of these shares vest on January 19, 2019, and one thirty-sixth (1/36) of these shares vest monthly thereafter.
- [F9]Of the 46,666 total shares subject to the option, 27,222 shares vest on January 19, 2019. Of the remaining 19,444 shares subject to the option, one-third (1/3) of these shares vest on January 19, 2019, and one thirty-sixth (1/36) of these shares vest monthly thereafter.
Documents
Issuer
OTONOMY, INC.
CIK 0001493566
Entity typeother
Related Parties
1- filerCIK 0001615234
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 5:35 PM ET
- Size
- 19.2 KB