4//SEC Filing
Bishop Katherine Mary 4
Accession 0001209191-18-004964
CIK 0001493566other
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 5:33 PM ET
Size
8.3 KB
Accession
0001209191-18-004964
Insider Transaction Report
Form 4
OTONOMY, INC.OTIC
Bishop Katherine Mary
Chief Scientific Officer
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2018-01-19−150,000→ 0 totalExercise: $16.20Exp: 2027-01-03→ Common Stock (150,000 underlying) - Award
Employee Stock Option (right to buy)
2018-01-19+100,000→ 100,000 totalExercise: $5.67Exp: 2026-01-18→ Common Stock (100,000 underlying)
Footnotes (3)
- [F1]One-fourth (1/4) of the shares subject to the option vest on January 4, 2018 and one forty-eighth (1/48) of the shares vest monthly thereafter.
- [F2]On January 19, 2018, in connection with the Issuer's option exchange program, the Issuer cancelled an option for 150,000 shares of common stock granted to the Reporting Person on January 4, 2017. In exchange, the Reporting Person received an option grant for 100,000 shares of common stock with exercise price of $5.675 per share.
- [F3]Of the 100,000 total shares subject to the option, 37,500 shares vest on January 19, 2019. Of the remaining 62,500 shares subject to the option, one-third (1/3) of these shares vest on January 19, 2019, and one thirty-sixth (1/36) of these shares vest monthly thereafter.
Documents
Issuer
OTONOMY, INC.
CIK 0001493566
Entity typeother
Related Parties
1- filerCIK 0001693950
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 5:33 PM ET
- Size
- 8.3 KB