4//SEC Filing
Garcia Rene 4
Accession 0001209191-17-059071
CIK 0000880460other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 1:48 PM ET
Size
20.0 KB
Accession
0001209191-17-059071
Insider Transaction Report
Form 4
Jacqueline Marie Garcia Haley 2012 Dynasty Trust
10% OwnerOther
Transactions
- Other
Common Stock, $0.01 par value
2017-08-25−619,751→ 830,236 total
Premier Trust, Inc.
10% OwnerOther
Transactions
- Other
Common Stock, $0.01 par value
2017-08-25−619,751→ 830,236 total
Garcia Rene
10% OwnerOther
Transactions
- Other
Common Stock, $0.01 par value
2017-08-25−619,751→ 830,236 total
JM-CO Capital Fund, LLC
10% OwnerOther
Transactions
- Other
Common Stock, $0.01 par value
2017-08-25−619,751→ 830,236 total
Carolina Marie Garcia Pirez 2012 Dynasty Trust
10% OwnerOther
Transactions
- Other
Common Stock, $0.01 par value
2017-08-25−619,751→ 830,236 total
Victor Garcia 2012 Dynasty Trust
10% OwnerOther
Transactions
- Other
Common Stock, $0.01 par value
2017-08-25−619,751→ 830,236 total
Pirez Carolina Marie Garcia
10% OwnerOther
Transactions
- Other
Common Stock, $0.01 par value
2017-08-25−619,751→ 830,236 total
Haley Jacqueline Marie Garcia
10% OwnerOther
Transactions
- Other
Common Stock, $0.01 par value
2017-08-25−619,751→ 830,236 total
Garcia Victor R.
10% OwnerOther
Transactions
- Other
Common Stock, $0.01 par value
2017-08-25−619,751→ 830,236 total
Footnotes (4)
- [F1]Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F2]In order to facilitate the reorganization of the issuer under Chapter 11 of the Bankruptcy Code, the shares (which have no value and will be cancelled for no consideration upon confirmation of the Issuer's Plan of Reorganization) were transferred to a new limited liability company in exchange for membership interests in the limited liability company. Each Reporting Person disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein.
- [F3]These shares are owned directly by JM-CO Capital Fund, LLC ("JM-CO") and indirectly by Jacqueline Marie Garcia Haley ("Haley"), as Manager. As members of JM-CO, the Carolina Marie Garcia Pirez 2012 Dynasty Trust ("CMGP Trust"), the Jacqueline Marie Garcia Haley 2012 Dynasty Trust ("JMGH Trust") and the Victor Garcia 2012 Dynasty Trust ("VG Trust") may be deemed to be the beneficial owners of the shares held by JM-CO. As the investment adviser of each of CMGP Trust, JMGH Trust and VG Trust, Rene Garcia may be deemed to be the beneficial owner of the shares owned directly by JM-CO. Premier Trust, Inc. ("Premier") is the Trustee of each of the reported trusts, Haley is the Successor Trust Protector of the CMGP Trust and Carolina Marie Garcia Pirez ("Pirez") is the Successor Trust Protector of the JMGH and VC Trusts. (continued in footnote 4)
- [F4]Each of Premier, as trustee of the reported trusts, and Haley and Pirez, as Successor Trust Protectors, may be deemed to indirectly beneficially own the shares held directly by JM-CO.
Documents
Issuer
Perfumania Holdings, Inc.
CIK 0000880460
Entity typeother
Related Parties
1- filerCIK 0001443389
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 1:48 PM ET
- Size
- 20.0 KB