Home/Filings/4/0001209191-17-051542
4//SEC Filing

Frankel Richard A. 4

Accession 0001209191-17-051542

CIK 0001477200other

Filed

Sep 5, 8:00 PM ET

Accepted

Sep 6, 2:21 PM ET

Size

10.3 KB

Accession

0001209191-17-051542

Insider Transaction Report

Form 4
Period: 2017-09-06
Frankel Richard A.
DirectorCo-Founder and President10% Owner
Transactions
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2017-09-0650,0000 total
    Exercise: $3.65Exp: 2026-03-09Common Stock (50,000 underlying)
  • Disposition to Issuer

    Common Stock

    2017-09-061,795,8880 total(indirect: See footnote)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2017-09-06360,7960 total
    Exercise: $2.23Exp: 2023-06-13Common Stock (360,796 underlying)
Footnotes (3)
  • [F1]Each outstanding share of the common stock of the Issuer was converted into the right to receive $2.60 per share in cash, as described in the Merger Agreement.
  • [F2]Held of record by the Martha M. Conway & Richard A Frankel TR UA 03/13/2009 Conway-Frankel Family Trust, for which the Reporting Person is a trustee.
  • [F3]Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement.

Issuer

Rocket Fuel Inc.

CIK 0001477200

Entity typeother

Related Parties

1
  • filerCIK 0001586322

Filing Metadata

Form type
4
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 2:21 PM ET
Size
10.3 KB