4//SEC Filing
HALBROOK JOHN A 4
Accession 0001209191-17-049367
CIK 0000108312other
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 2:48 PM ET
Size
16.0 KB
Accession
0001209191-17-049367
Insider Transaction Report
Form 4
HALBROOK JOHN A
Director
Transactions
- Other
Woodward, Inc. Common Stock
2017-08-04+29,186→ 350,520.999 total - Exercise/Conversion
Woodward, Inc. Common Stock
2017-08-16$32.73/sh+5,700$186,561→ 354,664.999 total - Sale
Woodward, Inc. Common Stock
2017-08-15$70.00/sh−1,556$108,920→ 348,964.999 total - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2017-08-16−5,700→ 0 totalExercise: $32.73From: 2008-11-16Exp: 2017-11-15→ Woodward, Inc. Common Stock (5,700 underlying) - Sale
Woodward, Inc. Common Stock
2017-08-16$70.02/sh−7,144$500,246→ 347,520.999 total
Holdings
- 162,707(indirect: By Trust)
Woodward, Inc. Common Stock
- 251,681(indirect: By self as holder of note)
Woodward, Inc. Common Stock
- 79,980(indirect: By Trust)
Woodward, Inc. Common Stock
- 102,000(indirect: By Trust)
Woodward, Inc. Common Stock
Footnotes (4)
- [F1]The Reporting Person executed a transfer of 29,186 shares held in the John A. Halbrook Grantor Annuity Trust to the John A. Halbrook Living Trust.
- [F2]The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $70.00 to $70.2839 per share. The reporting person has reported these shares on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- [F3]The Reporting Person beneficially owns 251,681 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which the Reporting Person's children are the beneficiaries and trustees without dispositive power with respect to the Halbrook Family Trust Shares. The Halbrook Family Trust Shares were sold by the Reporting Person in exchange for a promissory note.
- [F4]Options, which expire November 15, 2017, became exercisable at the rate of 25% per year beginning on November 16, 2008, and each one year anniversary thereafter.
Documents
Issuer
Woodward, Inc.
CIK 0000108312
Entity typeother
Related Parties
1- filerCIK 0001113697
Filing Metadata
- Form type
- 4
- Filed
- Aug 16, 8:00 PM ET
- Accepted
- Aug 17, 2:48 PM ET
- Size
- 16.0 KB