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4//SEC Filing

Kite Pharma, Inc. 4

Accession 0001209191-17-044804

CIK 0001510580operating

Filed

Jul 10, 8:00 PM ET

Accepted

Jul 11, 5:36 PM ET

Size

14.9 KB

Accession

0001209191-17-044804

Insider Transaction Report

Form 4
Period: 2017-07-10
Transactions
  • Sale

    Common Stock

    2017-07-10$101.06/sh3,347$338,248129,448 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2017-07-1015,00095,394 total
    Exercise: $1.35Exp: 2024-03-25Common Stock (15,000 underlying)
  • Exercise/Conversion

    Common Stock

    2017-07-10$1.35/sh+15,000$20,250132,795 total
  • Sale

    Common Stock

    2017-07-10$102.19/sh5,553$567,461123,895 total
  • Sale

    Common Stock

    2017-07-10$102.81/sh1,100$113,091122,795 total
  • Sale

    Common Stock

    2017-07-10$105.50/sh5,000$527,500117,795 total
Footnotes (5)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.65 to $101.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.65 to $102.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.67 to $103.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F5]108,839 of the 435,394 shares originally subject to the stock option vested and became exercisable on December 15, 2014, and 9,071 shares vest monthly thereafter.

Issuer

Kite Pharma, Inc.

CIK 0001510580

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001510580

Filing Metadata

Form type
4
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 5:36 PM ET
Size
14.9 KB