Home/Filings/4/0001209191-17-044671
4//SEC Filing

Tintri, Inc. 4

Accession 0001209191-17-044671

CIK 0001554875operating

Filed

Jul 9, 8:00 PM ET

Accepted

Jul 10, 6:32 PM ET

Size

19.1 KB

Accession

0001209191-17-044671

Insider Transaction Report

Form 4
Period: 2017-07-06
Harty Kieran
DirectorChief Technology Officer
Transactions
  • Award

    Stock Option (right to buy)

    2017-05-30+83,33383,333 total
    Exercise: $13.68Exp: 2017-05-30Common Stock (83,333 underlying)
  • Conversion

    Series A Preferred Stock

    2017-07-0646,6660 total
    Common Stock (46,666 underlying)
  • Conversion

    Series C Preferred Stock

    2017-07-0618,1500 total(indirect: By Spouse)
    Common Stock (18,150 underlying)
  • Award

    Common Stock

    2017-03-30+5,9521,621,934 total
  • Award

    Common Stock

    2017-03-30+41,6661,663,600 total
  • Award

    Common Stock

    2017-05-30+250,0001,913,600 total
  • Conversion

    Common Stock

    2017-07-06+46,6661,960,266 total
  • Conversion

    Common Stock

    2017-07-06+18,15018,150 total(indirect: By Spouse)
Footnotes (6)
  • [F1]Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on March 15, 2018, provided that certain Issuer performance milestones are achieved.
  • [F2]Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 50% of the RSUs vest on March 19, 2018 and the remaining 50% of the RSUs shall vest on an annual basis over the following 2 years.
  • [F3]Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 3/8 of the RSU's vest on March 15, 2018 and an additional 1/8 of the RSU's shall vest every three months thereafter.
  • [F4]The Series A Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.
  • [F5]The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.
  • [F6]1/24 of the shares subject to the option will vest on August 1, 2017 and an additional 1/24 of the shares vest monthly thereafter.

Issuer

Tintri, Inc.

CIK 0001554875

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001554875

Filing Metadata

Form type
4
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 6:32 PM ET
Size
19.1 KB