LADENBURG THALMANN FINANCIAL SERVICES INC. 4
4 · LADENBURG THALMANN FINANCIAL SERVICES INC. · Filed Jun 30, 2017
Insider Transaction Report
Form 4
PODELL JEFFREY
Director
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2017-06-28−20,000→ 0 totalExercise: $2.30From: 2008-06-29Exp: 2017-06-28→ Common Stock (20,000 underlying) - Exercise/Conversion
Common Stock
2017-06-28$2.30/sh+20,000$46,000→ 132,013 total - Tax Payment
Common Stock
2017-06-28$2.34/sh−19,658$46,000→ 112,355 total
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (1)
- [F1]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.